Regulatory Alerts2022-07-08
Regulation on Documentation for Approval or Exemption of Financial Holding Companies
The Governing Board of the Bank of Slovenia issued this regulation to specify the detailed documentation and information required for requests regarding the approval or exemption from approval of financial holding companies and mixed financial holding companies. The text mandates specific submissions including group organizational structures, details on subsidiary entities, identity proofs for key directors, and descriptions of internal governance and compliance policies. These requirements apply to entities seeking status under the Banking Act and ensure alignment with relevant European Union prudential regulations.
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