RegAlert2021-02-16
Added
Directive (EU) 2021/338 of the European Parliament and of the Council of 16 February 2021 amending Directive 2014/65/EU as regards information requirements, product governance and position limits, and Directives 2013/36/EU and (EU) 2019/878 as regards their application to investment firms, to help the recovery from the COVID-19 crisis (Text with EEA relevance)
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Lineage: In force
Show all related documents (18)
- Amends
- Directive (EU) 2019/878 of the European Parliament and of the Council of 20 May 2019 amending Directive 2013/36/EU as regards exempted entities, financial holding companies, mixed financial holding companies, remuneration, supervisory measures and powers and capital conservation measures (Text with EEA relevance.)2019Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (recast) Text with EEA relevance2014Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC Text with EEA relevance2013
- Basis for
- Law 6/2023, of March 17, on Securities Markets and Investment Services2024Royal Decree 814/2023 on Financial Instruments, Admission to Trading, Register of Negotiable Securities and Market Infrastructures2023Royal Decree 813/2023 on the Legal Regime of Investment Service Companies and Other Entities Providing Investment Services2023Commission Implementing Regulation (EU) 2022/1300 amending Implementing Regulation (EU) 2017/1093 on position report formats2022Order on the Setting of Limits for Holding Commodity Derivatives2021Order on Product Approval Procedures2021
- Referred to by
- Order on Third-Party Payments and Related Matters2026Securities Supervision Act 2018 (WAG 2018)2026ESMA Technical Advice on MiFID II Research Provisions under the Listing Act2025Order on Investor Protection in Securities Trading2024Order on Product Approval Procedures2023Regulations amending Finansinspektionen’s regulations governing investment services and activities2022
+3 more
Regulation on Documentation for Approval or Exemption of Financial Holding Companies2022Order on Physical and Legal Persons Exempt from Licensing for Investment Services and Activities2021Capital Markets Act (Official Gazette, Nos. 65/18, 17/20, 83/21, 151/22, 85/24 and 126/25) – Unofficial Consolidated Text
Timeline
This document amends: Directive (EU) 2019/878 of the European Parliament and of the Council of 20 May 2019 amending Directive 2013/36/EU as regards exempted entities, financial holding companies, mixed financial holding companies, remuneration, supervisory measures and powers and capital conservation measures (Text with EEA relevance.), Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (recast) Text with EEA relevance, Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC Text with EEA relevance
Source: European Union — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
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