Regulatory Alerts2026-05-07
Added · Updated
Securities Supervision Act 2018 (WAG 2018)
The Austrian Federal Ministry issued the Securities Supervision Act 2018 to transpose EU directives and establish the regulatory framework for investment firms and financial markets in Austria. The legislation defines key terms, outlines organizational requirements for investment services, and mandates strict safeguards for client assets and conflicts of interest. It further grants the Financial Market Authority supervisory powers to ensure compliance, enforce penalties, and facilitate cooperation with other European and third-country authorities.
More like this from FMA
FMA published 1 document in the last 30 days. We email you each new one the day it's published.
Topics
Share