2014-05-15

Added 2026-09-23

Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 Text with EEA relevance

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Amended by: Regulation (EU) 2024/2809 of the European Parliament and of the Council of 23 October 2024 amending Regulations (EU) 2017/1129, (EU) No 596/2014 and (EU) No 600/2014 to make public capital markets in the Union more attractive for companies and to facilitate access to capital for small and medium-sized enterprises (Text with EEA relevance)2024 Regulation (EU) 2024/791 of the European Parliament and of the Council of 28 February 2024 amending Regulation (EU) No 600/2014 as regards enhancing data transparency, removing obstacles to the emergence of consolidated tapes, optimising the trading obligations and prohibiting receiving payment for order flow (Text with EEA relevance)2024 Regulation (EU) 2022/2554 of the European Parliament and of the Council of 14 December 2022 on digital operational resilience for the financial sector and amending Regulations (EC) No 1060/2009, (EU) No 648/2012, (EU) No 600/2014, (EU) No 909/2014 and (EU) 2016/1011 (Text with EEA relevance)2022 Regulation (EU) 2022/858 of the European Parliament and of the Council of 30 May 2022 on a pilot regime for market infrastructures based on distributed ledger technology, and amending Regulations (EU) No 600/2014 and (EU) No 909/2014 and Directive 2014/65/EU (Text with EEA relevance)2022 Commission Delegated Regulation (EU) 2022/76 adjusting K-DTF coefficients during stressed market conditions2021 Regulation (EU) 2021/23 of the European Parliament and of the Council of 16 December 2020 on a framework for the recovery and resolution of central counterparties and amending Regulations (EU) No 1095/2010, (EU) No 648/2012, (EU) No 600/2014, (EU) No 806/2014 and (EU) 2015/2365 and Directives 2002/47/EC, 2004/25/EC, 2007/36/EC, 2014/59/EU and (EU) 2017/1132 (Text with EEA relevance)2020
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Regulation (EU) 2019/2175 of the European Parliament and of the Council of 18 December 2019 amending Regulation (EU) No 1093/2010 establishing a European Supervisory Authority (European Banking Authority), Regulation (EU) No 1094/2010 establishing a European Supervisory Authority (European Insurance and Occupational Pensions Authority), Regulation (EU) No 1095/2010 establishing a European Supervisory Authority (European Securities and Markets Authority), Regulation (EU) No 600/2014 on markets in financial instruments, Regulation (EU) 2016/1011 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds, and Regulation (EU) 2015/847 on information accompanying transfers of funds (Text with EEA relevance) (Text with EEA relevance)2019 Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014 (Text with EEA relevance)2019 Regulation (EU) 2016/1033 of the European Parliament and of the Council of 23 June 2016 amending Regulation (EU) No 600/2014 on markets in financial instruments, Regulation (EU) No 596/2014 on market abuse and Regulation (EU) No 909/2014 on improving securities settlement in the European Union and on central securities depositories (Text with EEA relevance)2016
Amends: Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories Text with EEA relevance2012
Basis for: Opinion on the amendments to buy-back programmes and stabilisation measures2026 Policy Statement for the framework for a UK equity consolidated tape and next steps for delivery2026 Supporting equity market transparency and considering market structure developments2026 Commission Implementing Regulation (EU) 2026/1288 on the stand-alone suspension of the trading obligation for derivatives2026 Decision of the National Bank of Slovakia No. 4/2026 of 27 April 2026 on the deferral of publication of the volume of transactions with government bonds issued by the Slovak Republic2026 FSMA Decision on Supplementary Deferral of Publication for Medium-Sized Belgian Sovereign Bond Transactions2026
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ESMA Opinion on German BaFin's Product Intervention Measures for Turbo Certificates2025 Commission Delegated Regulation (EU) 2026/482 amending Delegated Regulation (EU) 2017/5672025 Framework for a UK Equity Consolidated Tape2025 Commission Delegated Regulation (EU) 2022/803 specifying rules of procedure for ESMA fines on data reporting service providers2025 Commission Delegated Regulation (EU) 2022/930 specifying fees for ESMA supervision of data reporting service providers2025 Final Report on Guidelines on Periodic Information Submission2025 Final Report on RTS 22 on transaction data reporting and RTS 24 on order book data2025 Final Report on RTS 23 on supply of reference data under Art.272025 Commission Delegated Regulation (EU) 2025/1246 amending transparency requirements for trading venues and investment firms2025 Commission Delegated Regulation (EU) 2025/1143 on regulatory technical standards for approved publication arrangements, approved reporting mechanisms, and consolidated tape providers2025 Commission Delegated Regulation (EU) 2025/1155 on consolidated tape standards for shares and ETFs2025 Commission Delegated Regulation (EU) 2025/1156 on regulatory technical standards for making market data available on a reasonable commercial basis2025 Agreement of 5 March 2025 of the Council of the National Securities Market Commission on the Delegation of Competences2025 Commission Delegated Regulation (EU) 2025/1003 on OTC derivatives identifying reference data for transparency requirements2025 Final Report on the Review of RTS 2 on transparency for bonds, structured finance products and emission allowances and RTS on reasonable commercial basis2024 Agreement of 22 March 2024 of the National Securities Market Commission on Delegation of Competences2024 Final report on draft RTS on ICT Risk Management Framework and on simplified ICT Risk Management Framework2024 Resolution of 11 July 2023 by the National Securities Market Commission on product intervention measures for CFDs and other leveraged products2023 ESMA Opinion on Spanish CNMV Product Intervention Measures for CFDs and Other High-Risk Products2023 Grand-ducal Regulation of 23 December 2022 relating to fees levied by the CSSF2023 ESMA Opinion on BaFin's product intervention measure on futures with additional payment obligations2022 BaFin General Administrative Act on Futures Product Intervention for German Retail Clients2022 PS23/11: Guidance on the trading venue perimeter2022 Commission Implementing Regulation (EU) 2022/1220 on reporting formats for third-country firm branches under MiFID II2022 Commission Delegated Regulation (EU) 2022/1959 on contractual templates for liquidity contracts on SME growth markets2022 Order No. 50 of 30.03.2022 on Capital Adequacy, Liquidity of Investment Intermediaries and Supervision of Compliance2022 Commission Delegated Regulation (EU) 2022/466 specifying criteria for derogation of ESMA supervision for APAs and ARMs2021 Guidelines on the MiFID II/ MiFIR obligations on market data2021 ESMA Opinion on Product Intervention Measures relating to Turbos2021 PS21/13: LIBOR transition and the derivatives trading obligation2021 ESMA Opinion on the product intervention measures relating to turbos proposed by the Dutch AFM2021 Guidelines on the General Administrative Act of 23 July 2019 regarding Contracts for Difference (CFD)2020 Guidelines on the General Administrative Act of 23 July 2019 regarding Contracts for Difference (CFD)2020 Opinion on third-country trading venues for the purpose of position limits under MiFID II2020 ESMA opinion under article 43(2) MiFIR on Hungarian CFD product intervention measures2020 ESMA opinion on product intervention measures relating to CFDs proposed by the Finanstilsynet of Norway2020 ESMA Opinion on the Product Intervention Measure Relating to Binary Options Proposed by Finanstilsynet of Norway2020 Resolution of 24 October 2019 by the CNMV modifying Annex I of the Resolution of 16 November 2011 creating and regulating the CNMV Electronic Registry2019 ESMA opinion under Article 43(2) MiFIR on product intervention measures relating to CFDs proposed by CySEC2019 ESMA Opinion on the Product Intervention Measure Relating to Binary Options Proposed by Slovenia2019 ESMA opinion under Article 43(2) MiFIR on Slovenian product intervention measures for CFDs2019 ESMA opinion on product intervention measures relating to CFDs proposed by the Magyar Nemzeti Bank of Hungary2019 Resolution of 27 June 2019 by the National Securities Market Commission on product intervention measures regarding binary options and contracts for difference2019 CSSF Regulation No 19-05 prohibiting the marketing, distribution or sale of binary options to retail clients2019 Royal Decree 1464/2018 of 21 December developing the consolidated text of the Securities Market Law and adapting Spanish law to EU financial markets regulations2018 Agreement of 27 September 2018 of the CNMV Council on Delegation of Competences2018 ESMA Opinion on MiFID II RTS 12018 Commission Delegated Regulation (EU) 2017/2417 of 17 November 2017 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on the trading obligation for certain derivatives (Text with EEA relevance. )2017 Commission Delegated Regulation (EU) 2017/2154 of 22 September 2017 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on indirect clearing arrangements (Text with EEA relevance. )2017 Commission Delegated Regulation (EU) 2017/2194 of 14 August 2017 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to package orders (Text with EEA relevance. )2017 Commission Delegated Regulation supplementing MiFID II regarding package orders2017 Agreement of 22 December 2016 of the Council of the National Securities Market Commission on delegation of powers2016 Commission Delegated Regulation (EU) 2017/590 of 28 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the reporting of transactions to competent authorities (Text with EEA relevance. )2016 Commission Delegated Regulation (EU) 2017/583 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of bonds, structured finance products, emission allowances and derivatives (Text with EEA relevance. )2016 Commission Delegated Regulation (EU) 2017/585 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the data standards and formats for financial instrument reference data and technical measures in relation to arrangements to be made by the European Securities and Markets Authority and competent authorities (Text with EEA relevance. )2016 Commission Delegated Regulation (EU) 2017/587 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of shares, depositary receipts, exchange-traded funds, certificates and other similar financial instruments and on transaction execution obligations in respect of certain shares on a trading venue or by a systematic internaliser (Text with EEA relevance. )2016 Commission Delegated Regulation (EU) 2017/580 of 24 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the maintenance of relevant data relating to orders in financial instruments (Text with EEA relevance. )2016 Commission Delegated Regulation (EU) 2017/577 of 13 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on the volume cap mechanism and the provision of information for the purposes of transparency and other calculations (Text with EEA relevance. )2016 Commission Delegated Regulation (EU) 2017/567 of 18 May 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to definitions, transparency, portfolio compression and supervisory measures on product intervention and positions (Text with EEA relevance. )2016 Draft RTS and ITS on MiFID II and MiFIR Transparency and Microstructural Requirements2015 Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities2015 Technical Standards on Assessing Acquisitions and Increases in Qualifying Holdings in Investment Firms under MiFID2015
Referred to by: Law on Markets in Financial Instruments2026 Decision on the obligation to report transactions in debt financial instruments concluded outside a regulated market or MTF2026 Law on Markets in Financial Instruments2026 Securities Supervision Act 2018 (WAG 2018)2026 DLT Regulation Enforcement Act (DLT-VVG)2026 Rating Agencies Enforcement Act (RAVG)2026
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Austrian Savings Banks Act (SpG)2026 Opinion of the European Central Bank on capital market integration and supervision within the Union2026 Austrian Banking Act (BWG)2026 BaFin General Administrative Act on Turbo Certificates for German Retail Clients2025 Regulations amending Finansinspektionen’s regulations regarding Swedish UCITS2025 Regulations amending supervisory reporting for insurance business (FFFS 2024:30)2025 Guidance on the DLT Pilot Regime Regulation2025 Decision on Large Exposures of Credit Institutions2025 Final Report on Technical Advice on the Scope of CSDR Settlement Discipline2025 Instruction No. 2025-I-11 on Information to Notify to the ACPR Regarding Participation in Cyber Threat Intelligence Sharing Arrangements2025 Ordinance No. 76 of 12.06.2025 on Fees Collected by the Financial Supervision Commission2025 Final Report on Technical Advice Concerning MAR and MiFID II SME Growth Markets2025 Final Report on Draft RTS on the Substantial Importance of CSDs2025 Commission Delegated Regulation (EU) 2025/1190 on threat-led penetration testing standards2025 National Implementation of Regulation (EU) 2022/2554 on Digital Operational Resilience for the Financial Sector2024 ESAs Opinion on the rejection of the ITS on RoI under DORA2024 CySEC Circular C659: Fractionalisation of Shares2024 Draft Regulatory Technical Standards specifying elements related to threat led penetration tests under Article 26(11) of Regulation (EU) 2022/25542024 Final Report on draft RTS specifying elements related to threat led penetration tests2024 Commission Delegated Regulation (EU) 2023/1118 on regulatory technical standards for colleges of supervisors2023 Decision on the Amendment of the Decision on Reporting Obligations for Debt Financial Instruments Concluded Outside Regulated Markets or MTFs2022 Law 5/2020, of October 15, on the Financial Transactions Tax2022 Provisional Agreement Reached on the Digital Operational Resilience Act (DORA)2022 Order on the Financial Supervisory Authority's Use of Administrative Penalty Notices for Certain Capital Market Violations2021 Commission Delegated Regulation (EU) 2020/1272 amending and correcting Delegated Regulation (EU) 2019/9792020 ESMA Opinion on third-country trading venues for transparency under MiFID II/MiFIR2020 ESMA Opinion on Frequent Batch Auctions and the Double Volume Cap Mechanism2019 ESMA Opinion on the Revised Accepted Market Practice on Liquidity Contracts by CNMV2019 Finansinspektionen Regulations on Product Intervention for Contracts for Differences (CFDs)2019 Regulations regarding product intervention with regard to binary options2019 Draft technical standards on the content and format of STS notifications under the onshored Securitisation Regulation2019 PS20/10: Prohibiting the sale to retail clients of investment products that reference cryptoassets2019 CFTC Staff Letter 18-26: No-Action Position on FCM Deposit of Customer Securities as Margin with Foreign Broker2018 Guidelines on transfer of data between Trade Repositories2018 Regulations amending Finansinspektionen’s regulations regarding operations on trading venues2017 Circular 1/2017 of the National Securities Market Commission on Liquidity Contracts2017 Commission Delegated Regulation (EU) 2016/467 amending Regulation (EU) 2015/35 on regulatory capital requirements for insurance undertakings2015 Final Report on Draft Technical Standards for the Market Abuse Regulation2015 Capital Markets Act (Official Gazette, Nos. 65/18, 17/20, 83/21, 151/22, 85/24 and 126/25) – Unofficial Consolidated Text DOC-2020-02 Clarifications on the notion of trading venue, applicable notably to financial instruments registered in a shared electronic registration system Instructions for Supervisory Reporting of Third-Country Branches under Article 48k(1) of Directive 2013/36/EU

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Amended 9 times · last 2024-10-23

This document amends: Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories Text with EEA relevance

Source: European Union — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works