Regulatory Alerts2022-10-13 | 2022-22194Added · Updated
Adoption of Updated EDGAR Filer Manual
The Securities and Exchange Commission adopted amendments to Volume II of the EDGAR Filer Manual and Rule 301 of Regulation S-T to reflect system upgrades and mandate electronic filing for specific forms. These changes require the electronic submission of Form 144, applications for orders under the Investment Advisers Act, and Form 13F confidential treatment requests. The updated manual and related rules became effective on October 13, 2022, to coordinate with the EDGAR system's recent technical enhancements.
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