Regulatory Alerts2020-12-30 | 2020-25747Added · Updated
Amendments to the Commission's Rules of Practice
The Securities and Exchange Commission adopted final rules requiring persons involved in administrative proceedings to file and serve documents electronically via the new eFAP system. The amendments mandate the redaction or omission of unnecessary sensitive personal information, such as Social Security numbers and health data, from all electronic filings. These changes modernize the filing process to enhance transparency and accessibility, with a general compliance date of April 12, 2021.
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