Regulatory Alerts2016-05-24 | 2016-12166Added · Updated
Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants; Correction
The Securities and Exchange Commission issued a final rule correction to its previously adopted business conduct standards for security-based swap dealers and major security-based swap participants. This action implements technical corrections to burden estimates for Paperwork Reduction Act purposes and updates specific regulatory text and economic analysis figures. The corrections modify compliance cost projections and clarify verification of status requirements effective May 24, 2016.
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