Regulatory Alerts2025-09-04 | Election Notice – 9/4/25Added · Updated
Call for Candidates for Upcoming FINRA Regional Committee Elections
FINRA invites qualified registered representatives to apply for seats on its Regional Committees across five regions and ten districts. Candidates must be associated with a FINRA member firm headquartered in the district they seek to represent and hold the title of branch manager, principal, or corporate officer. Applicants are required to submit a completed form with personal details and a biography to CorporateSecretary@finra.org, with the second page of the submission made public on FINRA's website.
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