Regulatory Alerts2023-09-11 | Election Notice – 9/11/23Added · Updated
Call for Candidates for Upcoming FINRA Regional Committee Elections
FINRA announces a nomination process for six full-term vacancies on the South and West Regional Committees and four vacancies each on the Midwest, North, and New York Regional Committees. Eligible candidates associated with FINRA member firms must submit a candidate profile form to CorporateSecretary@finra.org by October 11, 2023. Voting by eligible member firms concludes in November 2023, with newly elected members taking office on January 1, 2024, for three-year terms expiring December 31, 2026.
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