Regulatory Alerts2024-09-03 | Election Notice – 9/3/24Added · Updated
Call for Candidates for Upcoming FINRA Regional Committee Elections
FINRA invites FINRA member firms to submit candidate nominations for Regional Committee seats across the Midwest, New York, North, South, and West regions. Candidates must be associated with a FINRA member headquartered in the district they seek to represent and hold the capacity of branch manager, principal, or corporate officer. Submissions, including a biography and personal statement limited to 500 words, must be emailed to CorporateSecretary@finra.org for publication on FINRA’s election web page.
Regional Committee Seat Sought Select only one of the seats listed below. Midwest Region Committee: y District 4 Representative y District 8 Representative New York Region Committee: y District 10 Representative Name: Individual CRD#: (As you would like it to appear on official correspondence) Current Registration Title Firm Name: Firm CRD#: Address Street Address: Suite/Floor: City: State: Email: Phone: INSTRUCTIONS FOR PAGE 2 The information on the following page will be displayed on FINRA’s Regional Committee election web page as submitted. Please carefully review the information before submission. Provide a brief biography or summary of your qualifications to serve on the Regional Committee. You may want to consider including your employment experience, service on other industry-related boards and committees, etc. Provide a statement of why you are running for a seat on the Regional Committee and why firms should vote for you. (No more than 500 words.) Eligibility Criteria (must meet all criteria) y Associated with a FINRA member headquartered in the district they are seeking to represent on the Regional Committee y Registered in the capacity of a branch manager or principal or denoted as a corporate officer of the FINRA member Candidate Nomination and Profile Form—Regional Committee Election Please complete all sections on both pages and email this document to CorporateSecretary@finra.org. Please note the second page will be made available publicly on our website. North Region Committee: y District 9 Representative y District 11 Representative South Region Committee: y District 5 Representative y District 6 Representative y District 7 Representative West Region Committee: y District 1 Representative y District 2 Representative y District 3 Representative
Candidate Profile Form—Regional Committee Election (this page will be displayed on finra.org) Candidate Name: Title: Firm: Candidate Biography and Personal Statement (500 word limit) Optional Links: Link to personal website, resume or CV: Link to YouTube video: