Regulatory Alerts2023-09-11 | Election Notice – 9/11/23Added · Updated
Call for Candidates for Upcoming FINRA Small Firm Advisory Committee Election
FINRA invites nominations for the Small Firm Advisory Committee (SFAC) election by requiring candidates to submit a nomination and profile form to CorporateSecretary@finra.org. Eligibility is restricted to senior members of small firms with main offices and primary places of business located in the South or Midwest Regions. The document specifies the geographic districts covered by these regions and mandates that candidates provide a biography and personal statement of no more than 500 words for public display on FINRA's website.
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