Regulatory Alerts2013-01-22 | 2013-01053Added · Updated
Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers
The Securities and Exchange Commission extends the public comment period for its proposed rules establishing capital, margin, and segregation requirements for security-based swap dealers and major security-based swap participants, as well as amended capital requirements for broker-dealers. The Commission granted this 31-day extension to allow additional time for stakeholders to submit comprehensive responses to the proposal originally issued in November 2012. Comments on this extension are due on or before February 22, 2013.
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