Rule · SEC · 22 Mar 2004 · 04-55503
The Securities and Exchange Commission corrects paragraph (a)(3)(ii) of § 240.17Ad–17 regarding transfer agents’ obligation to search for lost securityholders. The revision changes the threshold for asset value from 'less that $25' to 'less than $25'. This correction applies to Title 17 of the Code of Federal Regulations, Part 240.
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 General Rules and Regulations, Securities Exchange Act of 1934 CFR Correction In Title 17 of the Code of Federal Regulations, Part 240 to End, revised as of April, 1, 2003, § 240.17Ad–17 is corrected by revising paragraph (a)(3)(ii) to read as follows:
§ 240.17Ad–17 Transfer agents’ obligation to search for lost securityholders. (a) * * * (3) * * * (ii) The aggregate value of assets listed in the lost securityholder’s account, including all dividend, interest, and other payments due to the lost securityholder and all securities owned by the lost securityholder as recorded in the transfer agent’s master securityholder files, is less that $25; or
[FR Doc. 04–55503 Filed 3–19–04; 8:45 am] BILLING CODE 1505–01–D
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“Securities Exchange Act of 1934”
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