Regulatory Alerts2016-04-01
Added · Updated
Circular Issued by the Securities and Futures Commission on Distribution of Bonds Listed under Chapter 37 of the Main Board Listing Rules and Local Unlisted Private Placement Bonds
The Securities and Futures Commission issued this circular to regulate the distribution of bonds listed under Chapter 37 of the Main Board Listing Rules and local unlisted private placement bonds. It establishes specific requirements for registered institutions regarding the marketing and sale of these fixed income products. The guidance aims to ensure appropriate risk assessment and investor protection in the wealth management sector.
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