Regulatory Alerts2025-10-15
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Consent Agreement and Order: Grey Owl Capital Management, LLC
The Pennsylvania Department of Banking and Securities issued a Consent Agreement and Order against Grey Owl Capital Management, LLC for operating as an unregistered investment advisor in the state. The firm agreed to pay a $7,500 administrative assessment in installments through September 2026 without admitting or denying the allegations. Grey Owl is ordered to comply with the Pennsylvania Securities Act of 1972 and waives its right to a hearing or appeal regarding the imposed sanctions.
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