Rule · CFTC · 5 Aug 2013 · 2013-18773
The Commodity Futures Trading Commission issued a correction to a final rule regarding the registration and operation of swap execution facilities. This document amends Section 37.702 to clarify financial integrity requirements for routing and clearing transactions, and corrects a statutory reference in Appendix B concerning swaps not susceptible to manipulation. The correction became effective on August 5, 2013, to ensure accurate implementation of Dodd-Frank Act provisions.
COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 37 RIN 3038–AD18 Core Principles and Other Requirements for Swap Execution Facilities; Correction AGENCY: Commodity Futures Trading Commission. ACTION: Final rule; correction. SUMMARY: The Commodity Futures Trading Commission is correcting a final rule that appeared in the Federal Register of June 4, 2013 (78 FR 33476). The final rule applies to the registration and operation of a new type of regulated entity named a swap execution facility, and implements provisions of the DoddFrank Wall Street Reform and Consumer Protection Act. DATES: The effective date of this correction is August 5, 2013. FOR FURTHER INFORMATION CONTACT:
Amir Zaidi, Special Counsel, Division of Market Oversight, Commodity Futures Trading Commission, Three Lafayette Center, 1155 21st Street NW., Washington, DC 20581; 202–418–6770; azaidi@cftc.gov. SUPPLEMENTARY INFORMATION: In FR Doc. 2013–12242 appearing on page 33476 in the Federal Register of Tuesday, June 4, 2013, the following corrections are made:
§ 37.702 [Corrected]
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“The Commodity Futures Trading Commission is correcting a final rule that appeared in the Federal Register of June 4, 2013 (78 FR 33476).”
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