Rule · CFTC · 5 Aug 2013 · 2013-18773

Core Principles and Other Requirements for Swap Execution Facilities; Correction

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The Commodity Futures Trading Commission issued a correction to a final rule regarding the registration and operation of swap execution facilities. This document amends Section 37.702 to clarify financial integrity requirements for routing and clearing transactions, and corrects a statutory reference in Appendix B concerning swaps not susceptible to manipulation. The correction became effective on August 5, 2013, to ensure accurate implementation of Dodd-Frank Act provisions.

US FederalCommodity Futures Trading Commission

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Regulation dated 2013-06-04Not in RegAlertRegulation dated 2013-06-04 — Not in RegAlertCore Principles and OtherRequirements for Swap Executi…2013-08-05 · this documentCore Principles and Other Requirements for Swap Execution Facilities; Correction (2013-08-05)
amendssupersedesissued underrefers todashed card: not in RegAlert (or proposed)arrows run from the older text to the one that changes it
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  • Regulation dated 2013-06-04Not in RegAlert

    “The Commodity Futures Trading Commission is correcting a final rule that appeared in the Federal Register of June 4, 2013 (78 FR 33476).”

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