RegAlertNever miss an CFTC publication
CFTC published 1 document in the last 30 days. We email you each new one the day it's published.
2026-11-05
Applies to: A named firm
CFTC Staff Letter 26-30 (No-Action): DCO Use of Trust Companies for Daily Settlements with Clearing Members
US Federal
Commodity Futures Trading Commission
2026-10-03
In force on issue
Applies to: A named firm
CFTC Staff Letter 26-29: No-Action Relief for Converting Perpetual-Style Broad-Based Security Index Futures Contracts
US Federal
Commodity Futures Trading Commission
2026-10-01
In force on issue
Applies to: Broker-dealer
CFTC Staff Letter 26-28: Extension of No-Action Positions for UK Entities Post-Brexit
US Federal
Commodity Futures Trading Commission
2026-09-22
Applies to: Market infrastructure
Staff Advisory on Individual Mention, Attendance and Interaction Event Contracts
US Federal
Commodity Futures Trading Commission
2026-09-21
Applies to: The public
Privacy Act Regulations
US Federal
Commodity Futures Trading Commission
2026-09-17
Applies to: Broker-dealer
CFTC Staff Letter 26-25: No-Action Position on Introducing Broker and Associated Person Registration for Passive Software Providers
US Federal
Commodity Futures Trading Commission
2026-09-17
Applies to: A named firm
CFTC Staff Letter 26-26 No-Action: Eurex Clearing use of Clearstream Banking S.A. as central securities depository
US Federal
Commodity Futures Trading Commission
2026-09-16
Applies to: The public
Whistleblower Award Determination
US Federal
Commodity Futures Trading Commission
2026-09-05
Applies to: Market infrastructure
Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps To Account for CAD and MXN Interest Rate Benchmark Transitions
US Federal
Commodity Futures Trading Commission
2026-09-02
Applies to: A named firm
CFTC Staff Letter 26-24: No-Action Position for Electron Exchange DCM LLC Reporting
US Federal
Commodity Futures Trading Commission
2026-08-26
In force from 25 Sep 2026
Applies to: Market infrastructure
Swap Execution Facility Order Book Requirement for Permitted Transactions
US Federal
Commodity Futures Trading Commission
2026-08-21
Applies to: Asset manager, Investment adviser
Commodity Pool Operators and Commodity Trading Advisors: Reduction of Duplicative Regulation Through Intermediary Registration Exemptions; Expansion of the Exemption for Small Commodity Pools
US Federal
Commodity Futures Trading Commission
2026-08-21
Applies to: The public
Request for Comment on the Listing of Compute Derivatives Contracts
US Federal
Commodity Futures Trading Commission
2026-08-12
Applies to: Market infrastructure
CFTC Staff Advisory on Self-Certification of Incentive Programs for Prediction Markets
US Federal
Commodity Futures Trading Commission
2026-08-06
Applies to: Broker-dealer
Conflicts and Affiliations
US Federal
Commodity Futures Trading Commission
2026-07-28
Applies to: The public
Request for Comment on the Extension of Standard Futures Contracts to 24/7 Trading and on Perpetual Contracts Referencing Physically Delivered or Storable Energy Commodities
US Federal
Commodity Futures Trading Commission
2026-07-24
In force on issue
Applies to: A named firm
CFTC Staff Letter 26-21: Extension of No-Action Position for Kraken Derivatives Exchange Inc. Regarding Dormancy Framework
US Federal
Commodity Futures Trading Commission
2026-07-24
Applies to: Market infrastructure
CFTC Staff Advisory on Self-Certification of Event Contract Series
US Federal
Commodity Futures Trading Commission
2026-07-21
In force from 16 Jul 2026
Applies to: A named firm
Order Providing Exemptive Relief To Facilitate Listing of Cash-Settled Futures on Individual Equity Securities
US Federal
Commodity Futures Trading Commission
2026-07-21
Applies to: Market infrastructure
Order Sunsetting Certain Large Trader Reporting Requirements for Physical Commodity Swaps
US Federal
Commodity Futures Trading Commission
2026-07-17
In force from 17 Aug 2026
Applies to: Broker-dealer
Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
US Federal
Commodity Futures Trading Commission
2026-07-01
Applies to: Broker-dealer, Market infrastructure
Data Reporting Requirements for Certain Event Contracts
US Federal
Commodity Futures Trading Commission
2026-06-30
Applies to: The public
Joint Request for Comment on Further Implementation of Portfolio Margining and Cross-Margining of Securities and Derivatives
US Federal
Commodity Futures Trading Commission
2026-06-25
Applies to: The public
Request for Comment on the Extension of Standard Futures Contracts to 24/7 Trading and on Perpetual Contracts Referencing Physically Delivered or Storable Energy Commodities
US Federal
Commodity Futures Trading Commission
2026-06-25
In force from 1 Oct 2026
Applies to: All regulated firms
Financial Data Transparency Act Joint Data Standards
US Federal
Commodity Futures Trading Commission
2026-06-24
Applies to: The public
Joint Request for Comment on Swap and Security-Based Swap Data Reporting
US Federal
Commodity Futures Trading Commission
2026-06-24
Applies to: The public
Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance
US Federal
Commodity Futures Trading Commission
2026-06-18
Applies to: The public
Request for Information: Identifying Regulations To Facilitate Innovation and Competition to Financial Products and Services for Fintech Firms
US Federal
Commodity Futures Trading Commission
2026-06-17
Applies to: Market infrastructure
CFTC Staff Letter 26-20 No-Action for Post-Trade Risk Reduction Service Providers
US Federal
Commodity Futures Trading Commission
2026-06-15
Applies to: The public
Whistleblower Award Determination
US Federal
Commodity Futures Trading Commission
CFTC published 1 document in the last 30 days — get each new one by email the day it lands.