Commodity Futures Trading Commission

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2026-08-06Conflicts and Affiliations
2026-07-28Request for Comment on the Extension of Standard Futures Contracts to 24/7 Trading and on Perpetual Contracts Referencing Physically Delivered or Storable Energy Commodities
2026-07-21Order Providing Exemptive Relief To Facilitate Listing of Cash-Settled Futures on Individual Equity Securities
2026-07-17Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
2026-07-01Data Reporting Requirements for Certain Event Contracts
2026-06-30Joint Request for Comment on Further Implementation of Portfolio Margining and Cross-Margining of Securities and Derivatives
2026-06-24Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance
2026-06-24Joint Request for Comment on Swap and Security-Based Swap Data Reporting
2026-06-18Request for Information: Identifying Regulations To Facilitate Innovation and Competition to Financial Products and Services for Fintech Firms
2026-06-15Whistleblower Award Determination
2026-06-12Prediction Markets; Public Interest Determinations
2026-06-08Rescission of Policy Relating to the Acceptance of Settlements in Administrative and Civil Proceedings
2026-05-14Order Granting Conditional Substituted Compliance for French Nonbank Swap Dealers Under EU IFR and IFD
2026-05-12Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps to Account for CAD and MXN Interest Rate Benchmark Transitions
2026-05-11Commodity Futures Trading Commission Official Seal; Rescinding Required Contract Provisions for Federal-Aid Construction Contracts
2026-05-06Privacy Act Regulations
2026-04-24Form PF; Reporting Requirements for All Filers
2026-04-20Order Providing Exemptive Relief To Facilitate Cross-Margining of Customer Positions Cleared at Chicago Mercantile Exchange, Inc. and Fixed Income Clearing Corporation
2026-03-23Application of the Federal Securities Laws to Certain Types of Crypto Assets and Certain Transactions Involving Crypto Assets
2026-03-16Commodity Futures Trading Commission Advance Notice of Proposed Rulemaking on Prediction Markets
2026-02-06Event Contracts; Withdrawal of Proposed Regulatory Action
2026-01-28Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants; Correction
2025-12-30Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants
2025-12-17Proposal To Provide Exemptive Relief To Facilitate Cross-Margining of Customer Positions Cleared at CME and FICC
2025-12-16Withdrawal of Interpretive Guidance: Retail Commodity Transactions Involving Certain Digital Assets
2025-12-15Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations
2025-12-03Amendments to CFTC Rules of Practice and Rules Relating to Investigations
2025-10-02Order of the Commodity Futures Trading Commission Relating to the Continuation, Shutdown, and Resumption of Certain Commission Operations in the Event of a Lapse in Appropriations
2025-09-30Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants
2025-09-19Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further Extension of Compliance Date
2025-09-18Requirements for Designated Contract Markets and Swap Execution Facilities Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation Functions; Withdrawal of Proposed Regulatory Action
2025-09-15Withdrawal of Commission Guidance Regarding the Listing of Voluntary Carbon Credit Derivative Contracts
2025-09-11Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Withdrawal of Proposed Regulatory Action
2025-06-16Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further Extension of Compliance Date
2025-04-11Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers
2025-02-05Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Extension of Compliance Date
2025-01-24Annual Adjustment of Civil Monetary Penalties To Reflect Inflation—2025
2025-01-22Regulations To Address Margin Adequacy and To Account for the Treatment of Separate Accounts by Futures Commission Merchants
2025-01-22Investment of Customer Funds by Futures Commission Merchants and Derivatives Clearing Organizations
2024-12-06Provisions Common to Registered Entities; Correction
2024-11-07Provisions Common to Registered Entities
2024-10-15Commission Guidance Regarding the Listing of Voluntary Carbon Credit Derivative Contracts
2024-09-26Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools Operated: Updating the Qualified Eligible Person Definition; Adding Minimum Disclosure Requirements for Pools and Trading Programs; Permitting Monthly Account Statements for Funds of Funds; Technical Amendments
2024-09-04Incorporation of Changes in the Commission’s Administrative Structure, Remove Superfluous Verbiage, and Correct Inaccurate Text
2024-08-22Financial Data Transparency Act Joint Data Standards
2024-08-16Commodity Futures Trading Commission Regulatory Flexibility Agenda
2024-08-15Commodity Futures Trading Commission Final Rule on Foreign Boards of Trade
2024-07-18Order Granting Conditional Substituted Compliance for Mexican Nonbank Swap Dealers
2024-07-18Order Granting Conditional Substituted Compliance for EU Nonbank Swap Dealer Capital and Financial Reporting Requirements
2024-07-18Order Granting Conditional Substituted Compliance for UK Nonbank Swap Dealers
2024-07-18Order Granting Conditional Substituted Compliance for Japanese Nonbank Swap Dealers
2024-07-05Event Contracts: Extension of Comment Period
2024-06-17Commodity Futures Trading Commission Privacy Act Regulations
2024-06-10Event Contracts
2024-06-03Large Trader Reporting Requirements
2024-05-23Capital and Financial Reporting Requirements for Swap Dealers and Major Swap Participants
2024-05-01Swap Confirmation Requirements for Swap Execution Facilities
2024-04-25Commodity Futures Trading Commission Extension of Comment Period for Governance and Conflict of Interest Rules
2024-03-19Requirements for Designated Contract Markets and Swap Execution Facilities Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation Functions
2024-03-12Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers
2024-03-01Regulations To Address Margin Adequacy and To Account for the Treatment of Separate Accounts by Futures Commission Merchants
2024-03-01Foreign Boards of Trade
2024-02-29Real-Time Public Reporting Requirements and Swap Data Recordkeeping and Reporting Requirements; Reopening of Comment Period
2024-02-26Extension of Comment Period for Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants
2024-02-06Protection of Clearing Member Funds Held by Derivatives Clearing Organizations
2024-02-05Notice of Proposed Order and Request for Comment on Capital Comparability Determination for UK Nonbank Swap Dealers Regulated by the PRA
2024-02-02Privacy Act Regulations
2024-01-24Annual Adjustment of Civil Monetary Penalties To Reflect Inflation-2024
2024-01-24Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants
2024-01-16Capital and Financial Reporting Requirements for Swap Dealers and Major Swap Participants
2024-01-03Protection of Clearing Member Funds Held by Derivatives Clearing Organizations
2023-12-28Real-Time Public Reporting Requirements and Swap Data Recordkeeping and Reporting Requirements
2023-11-21Investment of Customer Funds by Futures Commission Merchants and Derivatives Clearing Organizations
2023-10-30Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations
2023-10-12Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools: Updating the Qualified Eligible Person Definition and Adding Minimum Disclosure Requirements
2023-09-06Provisions Common to Registered Entities
2023-08-25Swap Confirmation Requirements for Swap Execution Facilities
2023-08-08Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
2023-08-08Reporting and Information Requirements for Derivatives Clearing Organizations
2023-07-28Derivatives Clearing Organizations Recovery and Orderly Wind-Down Plans; Information for Resolution Planning
2023-07-18Risk Management Program Regulations for Swap Dealers, Major Swap Participants, and Futures Commission Merchants
2023-07-13Governance Requirements for Derivatives Clearing Organizations
2023-06-27Large Trader Reporting Requirements
2023-06-27Notice of Proposed Order and Request for Comment on Capital Comparability Determination for Nonbank Swap Dealers in France and Germany
2023-06-15Derivatives Clearing Organization Risk Management Regulations To Account for the Treatment of Separate Accounts by Futures Commission Merchants
2023-04-14Derivatives Clearing Organization Risk Management Regulations To Account for the Treatment of Separate Accounts by Futures Commission Merchants
2023-02-24Order Designating the Unique Product Identifier and Product Classification System To Be Used in Recordkeeping and Swap Data Reporting
2023-02-10Reporting, Recordkeeping, Daily Trading Records, and Swap Documentation Requirements for Swap Dealers and Major Swap Participants; Corrections
2023-01-11Annual Adjustment of Civil Monetary Penalties To Reflect Inflation-2023
2022-12-15Reporting and Information Requirements for Derivatives Clearing Organizations
2022-12-13Notice of Proposed Order and Request for Comment on Capital Comparability Determination for Nonbank Swap Dealers Regulated by Mexico
2022-09-07Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers
2022-09-01Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers
2022-08-24Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps to Account for the Transition From LIBOR and Other IBORs to Alternative Reference Rates
2022-08-11Governance Requirements for Derivatives Clearing Organizations
2022-08-08Notice of Proposed Order and Request for Comment on an Application for a Capital Comparability Determination From the Financial Services Agency of Japan
2022-07-12Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations; Correction
2022-06-17Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations
2022-05-31Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps To Account for the Transition From LIBOR and Other IBORs to Alternative Reference Rates
2022-01-13Annual Adjustment of Civil Monetary Penalties to Reflect Inflation—2022
2021-11-23Swap Clearing Requirement To Account for the Transition From LIBOR and Other IBORs to Alternative Reference Rates
2021-11-18Changing Position Title of Judgment Officer to Administrative Judge
2021-04-13Commodity Futures Trading Commission Bankruptcy Regulations
2021-03-31Commodity Futures Trading Commission Regulatory Flexibility Agenda
2021-02-12Swap Execution Facilities and Trade Execution Requirement
2021-02-11Swap Execution Facilities
2021-02-11Exemptions From Swap Trade Execution Requirement
2021-02-02Annual Adjustment of Civil Monetary Penalties To Reflect Inflation—2021
2021-01-25Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
2021-01-14Position Limits for Derivatives
2021-01-11Electronic Trading Risk Principles
2021-01-07Exemption From Derivatives Clearing Organization Registration
2021-01-05Portfolio Reconciliation Requirements for Swap Dealers and Major Swap Participants—Revision of Material Terms Definition
2021-01-05Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
2020-12-18Swap Execution Facility Requirements
2020-12-07Exemption From Registration for Certain Foreign Intermediaries
2020-11-30Swap Clearing Requirement Exemptions
2020-11-25Certain Swap Data Repository and Data Reporting Requirements
2020-11-25Swap Data Recordkeeping and Reporting Requirements
2020-11-25Real-Time Public Reporting Requirements
2020-11-24Customer Margin Rules Relating to Security Futures
2020-11-24Commodity Futures Trading Commission Order Exempting NSE IFSC Member Firms from Certain Foreign Futures and Options Regulations
2020-11-24Exemption for Firms Designated by BSE Limited From Certain Foreign Futures and Options Regulations
2020-11-24Foreign Futures and Options Transactions
2020-11-24Foreign Futures and Options Transactions
2020-11-24Foreign Futures and Options Transactions
2020-11-10Compliance Requirements for Commodity Pool Operators on Form CPO-PQR
2020-11-09Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
2020-11-05Portfolio Margining of Uncleared Swaps and Non-Cleared Security-Based Swaps
2020-11-03Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants; Correction
2020-10-21Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations
2020-09-25Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds; Correction
2020-09-24Bankruptcy Regulations
2020-09-23Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
2020-09-22Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
2020-09-15Capital Requirements of Swap Dealers and Major Swap Participants
2020-09-14Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants
2020-08-26Commodity Futures Trading Commission Semiannual Regulatory Flexibility Agenda
2020-07-31Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
2020-07-24Post-Trade Name Give-Up on Swap Execution Facilities
2020-07-22Exemption From the Swap Clearing Requirement for Certain Affiliated Entities-Alternative Compliance Frameworks for Anti-Evasionary Measures
2020-07-15Electronic Trading Risk Principles
2020-07-15Regulation Automated Trading; Withdrawal
2020-07-10Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
2020-07-10Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
2020-07-08Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors: Prohibiting Exemptions on Behalf of Persons Subject to Certain Statutory Disqualifications
2020-06-24Retail Commodity Transactions Involving Certain Digital Assets
2020-06-12Exemption From Registration for Certain Foreign Persons Acting as Commodity Pool Operators of Offshore Commodity Pools
2020-06-12Bankruptcy Regulations for Commodity Brokers
2020-06-12Derivatives Clearing Organization General Provisions and Core Principles
2020-05-18Privacy of Consumer Financial Information
2020-05-12Swap Clearing Requirement Exemptions
2020-05-11Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
2020-05-04Amendments to Compliance Requirements for Commodity Pool Operators on Form CPO-PQR
2020-04-23Extension of Currently Open Comment Periods for Rulemakings in Response to the COVID-19 Pandemic
2020-04-17Swap Data Recordkeeping and Reporting Requirements
2020-04-17Real-Time Public Reporting Requirements
2020-04-17Certain Swap Data Repository and Data Reporting Requirements
2020-04-09Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
2020-03-18Commodity Futures Trading Commission Final Rule on Foreign Futures and Options Transactions
2020-02-28Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
2020-02-27Position Limits for Derivatives
2020-02-19Swap Execution Facility Requirements and Real-Time Reporting Requirements
2020-01-27Derivatives Clearing Organization General Provisions and Core Principles
2020-01-13Annual Adjustment of Civil Monetary Penalties To Reflect Inflation-2020
2020-01-08Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants
2019-12-31Post-Trade Name Give-Up on Swap Execution Facilities
2019-12-26Commodity Futures Trading Commission Semiannual Regulatory Flexibility Agenda
2019-12-23Exemption From the Swap Clearing Requirement for Certain Affiliated Entities-Alternative Compliance Frameworks for Anti-Evasionary Measures
2019-12-19Capital Requirements of Swap Dealers and Major Swap Participants
2019-12-17Commodity Futures Trading Commission Public Rulemaking Procedures
2019-12-10Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors: Registered Investment Companies, Business Development Companies, and Definition of Reporting Person
2019-12-10Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors: Family Offices and Exempt CPOs
2019-11-14Prohibitions and Restrictions on Proprietary Trading and Certain Interests in Hedge Funds and Private Equity Funds
2019-11-12Privacy of Consumer Financial Information
2019-10-29Certain Swap Data Repository and Data Reporting Requirements
2019-10-24Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
2019-10-22Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
2019-09-27Position Limits and Position Accountability for Security Futures Products
2019-09-20Commodity Futures Trading Commission Proposed Rulemaking on Public Rulemaking Procedures
2019-09-18Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations
2019-09-18Exemption From Derivatives Clearing Organization Registration
2019-08-06Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
2019-07-26Customer Margin Rules Relating to Security Futures
2019-07-25Certain Swap Data Repository and Data Reporting Requirements; Extension of Comment Period
2019-07-23Exemption From Derivatives Clearing Organization Registration
2019-07-22Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds
2019-07-19Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations
2019-07-05Commodity Futures Trading Commission Extension of Comment Period for Derivatives Clearing Organization General Provisions and Core Principles
2019-07-05Foreign Futures and Options Transactions
2019-06-24Commodity Futures Trading Commission Regulatory Flexibility Agenda
2019-05-16Derivatives Clearing Organization General Provisions and Core Principles
2019-05-13Certain Swap Data Repository and Data Reporting Requirements
2019-04-25Privacy of Consumer Financial Information—Amendment To Conform Regulations to the Fixing America’s Surface Transportation Act
2019-04-03Financial Surveillance Examination Program Requirements for Self-Regulatory Organizations
2019-04-03Comparability Determination for Australia: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
2019-04-03Segregation of Assets Held as Collateral in Uncleared Swap Transactions
2019-04-01De Minimis Exception to the Swap Dealer Definition for Swaps by Insured Depository Institutions in Connection With Loans to Customers
2019-04-01Amendment to Comparability Determination for Japan: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
2019-04-01Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants