Regulatory Alerts2024-07-18 | 2024-15092Added · Updated
Order Granting Conditional Substituted Compliance for Japanese Nonbank Swap Dealers
The Commodity Futures Trading Commission issued an order granting conditional substituted compliance to registered nonbank swap dealers organized and domiciled in Japan. This determination allows these entities to satisfy U.S. capital and financial reporting requirements by complying with corresponding Japanese laws and regulations overseen by the Financial Services Agency of Japan. The order becomes effective upon the firms filing a notice with the Commission and meeting specific conditions regarding their regulatory status and compliance history.
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