Regulatory Alerts2017-10-03
Regulations amending Finansinspektionen’s regulations regarding operations on trading venues
Finansinspektionen amends its regulations on trading venues by repealing Chapters 7–9 and updating provisions for authorization, ownership assessments, and market surveillance. The amendments introduce detailed application requirements for stock exchanges and trading facilities, including mandates for board diversity policies and specific business plan disclosures. Additionally, the rules clarify language requirements for issuer disclosures and notification procedures for management changes at regulated entities.
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