Regulatory Alerts2026-06-29 | Information Notice 6/29/26Added · Updated
Daily Customer and Broker-Dealer Proprietary Account (PAB) Reserve Computations
FINRA reminds carrying members with average total credits of $500 million or more that they must perform daily customer and PAB reserve computations beginning June 30, 2026. The notice provides SEC staff guidance allowing reductions to required deposits for sweep program credits and lists specific non-computation days for federal holidays and adjacent dates in 2026 and 2027. Members may voluntarily report sweep credit adjustments using new FOCUS line item 4495.
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