Regulatory Alerts2014-07-30 | 2014-17934Added · Updated
Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Correction
The Commodity Futures Trading Commission issues correcting amendments to final rules enhancing customer protections for futures commission merchants and derivatives clearing organizations. These amendments rectify erroneous cross-references in 17 CFR Parts 1, 30, and 140 and insert language erroneously omitted from 17 CFR 30.7(d)(1) regarding acknowledgment letters from derivatives clearing organizations. The corrections become effective on July 30, 2014, ensuring the regulatory text accurately reflects the adopted requirements for capital, liquidity, and customer fund segregation.
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