Regulatory Alerts2025-08-14 | Information Notice - 8/14/25Added · Updated
FINRA Reminds Registered Persons and Firms of Continuing Education Requirements
FINRA reminds registered persons and firms of continuing education obligations, requiring the completion of the 2025 Regulatory Element by December 31, 2025. Failure to meet this deadline results in automatic CE inactive status for the individual, though firms may request extensions for good cause. Firms must also maintain an annual Firm Element written training plan and may optionally utilize the centralized Financial Learning Experience catalog for course content.
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