Regulatory Alerts2026-07-24 | Regulatory Notice 26-15Added · Updated
FINRA Requests Comment on Modernizing FINRA’s Best Execution Guidance
FINRA is requesting public comments on modernizing its best execution guidance under Rule 5310 in response to the SEC's proposal to rescind Regulation NMS trade-through and locking/crossing rules. The notice seeks input from member firms on updating interpretive guidance regarding venue connectivity, execution benchmarks, transaction costs, and compliance oversight in the absence of the trade-through rule. Comments must be submitted by September 25, 2026.
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