General Supervision of Conducts Intendancy Resolution No. 004-2026-SMV/11.1

PERÚ Ministry of Economy and Finance

SMV
Superintendency of the Securities Market

"Decade of Equal Opportunities for Women and Men" "Year of Hope and Strengthening of Democracy"

1
Electronically signed document in the framework of Law No. 27269, Law of Digital Signatures and Certificates, its regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml

General Supervision of Conducts Intendancy Resolution No. 004-2026-SMV/11.1

Lima, February 19, 2026

The General Superintendent of Conducts Supervision

Seen:

File No. 2026002156, as well as Internal Report No. 217-2026-SMV/11.1 of February 18, 2026, from the General Intendancy of Conducts Supervision of the Adjunct Superintendency of Conducts Supervision of Markets.

Considering:

That, by means of a written submission presented on January 16, 2026, Colca Capital FTE S.A. requested the Superintendency of the Securities Market – SMV, through the Single Window system, the registration of the shares representing its social capital in the section "Of securities and/or issuance programs registered in the Alternative Securities Market" of the Public Registry of the Securities Market – RPMV and in the Securities Registry of the Lima Stock Exchange – RBVL;

That, from the review carried out on the information and documentation presented by Colca Capital FTE S.A., it has been noted that in the General Shareholders' Meeting of Colca Capital FTE S.R.L (now, Colca Capital FTE S.A.), held on August 27, 2025, the registration of the shares representing the social capital of the aforementioned society in the section of the Alternative Securities Market – MAV of the Public Registry of the Securities Market of the SMV and in the Securities Registry of the Lima Stock Exchange was approved, among others; being that in the Universal Shareholders' Meeting of Colca Capital FTE S.A., held on January 09, 2026, the ratification of all agreements related to the incorporation of the shares representing the social capital of the society into the Alternative Securities Market – MAV was approved, among others;

That, in accordance with what is established in article 18, numeral 18.4, of the Regulation of the Alternative Securities Market – MAV, approved by Superintendence Resolution No. 025-2012-SMV/02 and its modifying norms, the Lima Stock Exchange, through Letter EMI-036/2026, sent to the SMV the conclusions of its evaluation of the documentation and information presented by Colca Capital FTE S.A. for the purposes of the procedure;

That, on February 13, 2026, Colca Capital FTE S.A. completed the documentation and information requirements observed by the SMV, complying with the requirements demanded by the Unified Text of the Law of the Securities Market, Legislative Decree No. 861, approved by Supreme Decree No. 020-2023-EF; and by the Regulation of the Alternative Securities Market – MAV.

That, in accordance with what is established in articles 3 and 210 of the Unified Text of the Law of the Securities Market, any limitation to the free transferability of securities contained in the statutes has no legal effect, as well as that once the securities are registered in the Public Registry of the Securities Market, the accounting register of the securities clearing and settlement institution will prevail over any other register of the issuing company of said securities;

That, article 7, numeral 6, of the Policy on Dissemination of Normative Projects, General Legal Norms, Early Agenda and Other Administrative Acts of the SMV, approved by SMV Resolution No. 014-2014-SMV/01 and its amendments, establishes that the decisions contained in administrative resolutions that resolve, among others, the registration of securities in the Public Registry of the Securities Market, must be subject to dissemination through the Institutional Page of the SMV on the Digital Platform Unique of the Peruvian State for Citizen Orientation (www.gob.pe/smv); and,

Being in accordance with what is provided by article 19 and following of the Unified Text of the Law of the Securities Market; the Regulation of the Alternative Securities Market – MAV; as well as article 46, numeral 6, of the Regulation of Organization and Functions of the SMV, approved by Supreme Decree No. 216-2011-EF and its modifying norms, which authorizes the General Intendancy of Conducts Supervision to dispose of the registration of securities in the Public Registry of the Securities Market.

Resolves:

Article 1°.- Order the registration of the shares representing the social capital of Colca Capital FTE S.A. in the section "Of securities and/or issuance programs registered in the Alternative Securities Market" of the Public Registry of the Securities Market, under the responsibility of the Superintendency of the Securities Market.

Article 2°.- Pronounce in favor of the registration of the securities indicated in the preceding article in the Securities Registry of the Lima Stock Exchange.

Article 3°.- The registration of the securities referred to in this resolution has not involved administrative activities of verification or inspection, nor of audit of the information presented, nor an examination of the economic-financial situation of the issuer, in accordance with what is provided by article 21 of the Unified Text of the Law of the Securities Market.
Likewise, the registration of the aforementioned securities does not imply certification by the Superintendency of the Securities Market regarding their goodness, the solvency of the issuer, nor regarding the risks of the security or the offer; being the issuer responsible for the veracity of the information presented to the market, in accordance with what is established by articles 13 and 24 of the Unified Text of the Law of the Securities Market.

PERÚ Ministry of Economy and Finance

SMV
Superintendency of the Securities Market

"Decade of Equal Opportunities for Women and Men" "Year of Hope and Strengthening of Democracy"

3
Electronically signed document in the framework of Law No. 27269, Law of Digital Signatures and Certificates, its regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml

Article 4°.- Disseminate this resolution on the Institutional Page of the Superintendency of the Securities Market on the Digital Platform Unique of the Peruvian State for Citizen Orientation (www.gob.pe/smv).

Article 5°.- Transcribe this Resolution to Colca Capital FTE S.A., in its capacity as issuer; to CAVALI S.A. I.C.L.V.; and, to the Lima Stock Exchange S.A.

Register, communicate and disseminate.

Alix Godos
General Superintendent
General Intendancy of Conducts Supervision