Regulatory Alerts2018-08-24
Added · Updated
HKMA Guidance on Online Distribution and Advisory Platforms for Non-SFO-Regulated Structured Investment Products
The Hong Kong Monetary Authority issued this circular to provide guidance on online distribution and advisory platforms for non-SFO-regulated structured investment products. The requirements align with Securities and Futures Commission principles and apply on a risk-based basis to minimize regulatory frictions in digital wealth management. Authorized institutions must implement these online platform requirements by 23 August 2019.
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