Regulatory Alerts2018-08-24
Added · Updated
HKMA Guidance on Online Distribution and Advisory Platforms for Non-SFO-Regulated Structured Investment Products
The Hong Kong Monetary Authority issued this circular to provide guidance on online distribution and advisory platforms for non-SFO-regulated structured investment products. The requirements align with Securities and Futures Commission principles and apply on a risk-based basis to minimize regulatory frictions in digital wealth management. Authorized institutions must implement these online platform requirements by 23 August 2019.
More like this from HKMA
HKMA published 11 documents in the last 30 days. We email you each new one the day it's published.
Share