Regulatory Alerts2017-10-16
Added · Updated
Management Accountability at Registered Institutions
The Hong Kong Monetary Authority issued guidance clarifying management accountability expectations for Registered Institutions conducting regulated activities. The regulator requires institutions to submit detailed information on responsible executives and an organizational chart depicting their governance structure to both the HKMA and the Securities and Futures Commission. Institutions were given a six-month preparation period to comply with these information submission requirements by 16 April 2018.
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