Regulatory Alerts2021-02-16 | 2020-28819Added · Updated
Modernization of Delegations of Authority to Commission Staff and Division and Office Descriptions
The Securities and Exchange Commission adopted final rules to modernize its delegations of authority to staff and update division descriptions for greater efficiency. The Commission delegated specific ministerial and administrative authorities to the Directors of the Divisions of Economic and Risk Analysis, Trading and Markets, and Examinations, while eliminating obsolete delegations. These changes aim to conserve Commission resources by allowing staff to handle routine updates, advance notices, and registration actions under appropriate oversight.
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