Regulatory Alerts2023-10-23 | Election Notice - 10/23/2023Added · Updated
Notice of SFAC Election and Mailing of Ballots
FINRA notifies small firm members in the Midwest and South regions of the election for two Small Firm Advisory Committee seats, with ballots due by November 22, 2023. Eligible voters are Executive Representatives of firms employing no more than 150 registered persons as of October 20, 2023. Successful candidates will serve three-year terms beginning January 1, 2024.
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