Consultation · CFTC · 18 Sep 2019 · 2019-20188
The Commodity Futures Trading Commission extends the comment period for its proposed rulemaking regarding alternative compliance registration for non-U.S. derivatives clearing organizations by 60 days. The original notice, published on July 19, 2019, proposed amendments allowing foreign DCOs to register while complying with their home country regulatory regime instead of U.S. core principles. The new deadline for submitting comments on this proposal is November 18, 2019.
2Exemption from Derivatives Clearing Organization Registration, 84 FR 35456 (July 23, 2019). 3See Comment Letter from the Futures Industry Association, the Securities Industry and Financial Markets Association, the Intercontinental Exchange, Inc., and the Managed Funds Association (August 30, 2019), available at https://comments.cftc.gov/ PublicComments/ViewComment.aspx?id= 62171&SearchText=. 1 17 CFR 145.9. 2Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations, 84 FR 34819 (July 19, 2019). 3See Comment Letter from the Futures Industry Association, the Securities Industry and Financial Markets Association, the Intercontinental Exchange, Inc., and the Managed Funds Association (August 30, 2019), available at https://comments.cftc.gov/ PublicComments/ViewComment.aspx?id= 62171&SearchText=. COMMODITY FUTURES TRADING COMMISSION 17 CFR Parts 39 and 140 RIN 3038–AE87 Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations AGENCY: Commodity Futures Trading Commission. ACTION: Extension of comment period. SUMMARY: On July 19, 2019, the Commodity Futures Trading Commission (Commission) published in the Federal Register a notice of proposed rulemaking (NPRM) titled Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations. The comment period for the NPRM closes on September 17, 2019. The Commission is extending the comment period for this NPRM by an additional 60 days. DATES: The comment period for the NPRM titled Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations is extended through November 18, 2019. ADDRESSES: You may submit comments, identified by ‘‘Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations’’ and RIN number 3038–AE87, by any of the following methods:
Appendix to Registration With
Alternative Compliance for Non-U.S. Derivatives Clearing Organizations— Commission Voting Summary On this matter, Chairman Tarbert and Commissioners Quintenz, Behnam, and Berkovitz voted in the affirmative. No Commissioner voted in the negative. Commissioner Stump was recused from consideration of this matter. [FR Doc. 2019–20188 Filed 9–17–19; 8:45 am] BILLING CODE 6351–01–P
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