Regulatory Alerts2020-08-07
Added · Updated
Reminder of Investor Protection Measures
The Securities and Futures Commission issued this circular to remind all authorized institutions of their investor protection obligations amidst Covid-19 challenges. The regulator emphasizes the critical need for wealth management and MPF providers to ensure the suitability of securities and investment products for their clients. Institutions are required to maintain timely and accurate dissemination of information to clients to uphold regulatory standards during the pandemic.
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