Regulatory Alerts2020-08-07
Added · Updated
Reminder of Investor Protection Measures
The Hong Kong Monetary Authority reminds authorized institutions to maintain vigilance and treat customers fairly amid market volatility and COVID-19 operational challenges. Registered institutions must ensure proper product due diligence, assess customer suitability considering material changes, and present balanced views of investment risks. Institutions are further required to implement strict controls for leveraged transactions, including adequate risk disclosure and margin monitoring mechanisms.
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