PERU Ministry of Economy and Finance
SMV
Superintendency of the Market in Securities

"Decade of Equal Opportunities for Women and Men" "Year of the Bicentennial, of the consolidation of our Independence, and of the commemoration of the heroic battles of Junín and Ayacucho"

Resolution of the General Intendancy of Supervision of Entities

No. 111-2024-SMV/10.2

Lima, 23 August 2024

The General Intendant of Supervision of Entities

WHEREAS:

File 2024014925, regarding the application for authorization to organize a stock brokerage firm to be named Inviu Perú Sociedad Agente de Bolsa Sociedad Anónima Cerrada, as well as Report No. 1106-2024-SMV/10.2 of 23 August 2024;

CONSIDERING:

That, by writings submitted up to 22 August 2024, the legal entities Inviu Capital Markets Limited and IGAM LLC requested authorization for the organization of a stock brokerage firm to be named Inviu Perú Sociedad Agente de Bolsa Sociedad Anónima Cerrada or abbreviated Inviu Perú, SAB S.A.C.;

That, according to the information presented, the shareholding of Inviu Capital Markets Limited and IGAM LLC is 99% and 1%, respectively;

That, from the evaluation of the documentation presented, it has been determined that the organizers of Inviu Perú Sociedad Agente de Bolsa Sociedad Anónima Cerrada have complied with the requirements for obtaining the organization authorization established in articles 5 and 6 of the Common Rules for entities that require organization and operation authorization from the SMV, approved by SMV Resolution No. 039-2016-SMV/01 and its amendments; as well as with the provisions of the Single Text of Administrative Procedures of the Superintendency of the Securities Market, approved by Superintendent Resolution No. 023-2015-SMV/02; as set forth in Report No. 1106-2024-SMV/10.2 of the General Intendancy of Supervision of Entities;

That, no objections were presented to the formation of the stock brokerage firm or to the persons organizing it within the period established by article 6 of the Common Rules for entities that require organization and operation authorization from the SMV;

That, having evaluated the documents presented, it is appropriate to grant the requested authorization; and,

In accordance with the provisions of article 1, literal b) of the Organic Law of the Superintendency of the Securities Market, approved by Decreto Ley No. 26126 and its amendments, and article 38, numeral 5, inciso i), of the Regulation of Organization and Functions of the Superintendency of the Securities Market, approved by Decreto Supremo No. 216- 2011-EF and its amendments.

RESOLVES:

Article 1.- Grant to Inviu Capital Markets Limited and IGAM LLC the authorization for the organization of a stock brokerage firm that will be named Inviu Perú Sociedad Agente de Bolsa Sociedad Anónima Cerrada and that may use the abbreviated name Inviu Perú, SAB S.A.C.

Article 2.- The organization authorization referred to in the preceding article shall have a non-extendable validity of one (01) year from its notification to the organizers.

Article 3.- This resolution does not empower Inviu Perú Sociedad Agente de Bolsa Sociedad Anónima Cerrada or abbreviated Inviu Perú, SAB S.A.C. to initiate securities intermediation activities or to carry out the registration of the incorporation of the company in the Registry of Legal Persons of the Public Registries. For this, it must previously obtain the respective operation authorization from the Superintendency of the Securities Market.

Article 4.- This resolution must be published in the official newspaper El Peruano within a period no greater than fifteen (15) business days.

Article 5.- Order the dissemination of this resolution on the Securities Market Portal of the Superintendency of the Securities Market (www.gob.pe/smv).

Article 6.- Transcribe this resolution to Rodolfo Christophersen, Belén Justiniano, Virginia Maina, Ignacio Barreiro and Paul Castritius as representatives of the organizers.

Register, communicate and publish.

Armando Manco Manco
General Intendant
General Intendancy of Supervision of Entities