PERÚ Ministerio de Economía y Finanzas
SMV
Superintendencia del Mercado de Valores
DECADE OF EQUALITY OF OPPORTUNITIES FOR WOMEN AND MEN - YEAR OF THE UNIVERSALIZATION OF HEALTH

Resolución de Intendencia General SMV Nº 035-2020-SMV/11.1

Lima, 16 de julio de 2020

El Intendente General de Supervisión de Conductas

Vistos:

Expediente Nº 2020007933, as well as Internal Report Nº 655-2020-SMV/11.1 of 15 July 2020 of the General Directorate of Conduct Supervision of the Deputy Superintendency of Market Conduct Supervision;

Considerando:

Whereas, by means of a document submitted on 28 February 2020, Inmobiliaria SIC S.A., a company engaged in real estate activity, requested from the Superintendency of the Securities Market – SMV, through the Single Window system, the registration of the common shares representing its share capital in the Public Registry of the Securities Market and in the Securities Registry of the Lima Stock Exchange;

That, from the review of the information and documentation submitted by Inmobiliaria SIC S.A., it has been verified that at the General Shareholders' Meeting of Inmobiliaria SIC S.A. held on 28 November 2019, the registration of the common shares representing its share capital in the Public Registry of the Securities Market and in the Securities Registry of the Lima Stock Exchange was agreed;

That, in accordance with the provisions of Article 7, item 7.3, of the Regulation on Registration and Exclusion of Securities in the Public Registry of the Securities Market and on the Trading Floor, approved by Resolution No. 031-2012-SMV/01 and its amending rules, the Lima Stock Exchange, by means of letter EMI-173/2020, forwarded to the SMV the conclusions of its evaluation of the documentation and information submitted by Inmobiliaria SIC S.A. for the purposes of the procedure;

That, it has been verified that by means of a filing submitted on 08 July 2020, Inmobiliaria SIC S.A. corrected the documentation and information required by the SMV, complying with the requirements set forth in Article 8 of the Regulation on Registration and Exclusion of Securities in the Public Registry of the Securities Market and on the Trading Floor;

That, in accordance with the provisions of Articles 3 and 215 of the Securities Market Law, Legislative Decree No. 861 and its amending rules, any restriction on the free transferability of securities contained in the bylaws shall have no legal effect, and once the securities are registered in the Public Registry of the Securities Market, the book-entry records of the securities clearing and settlement institution shall prevail over any other records of the issuer of such securities;

That, Article 7, item 6, of the Policy on the dissemination of regulatory projects, generally applicable legal rules, the regulatory agenda and other administrative acts of the SMV, approved by SMV Resolution No. 014-2014-SMV/01 and its amending rules, establishes that decisions contained in administrative resolutions that resolve, among others, the registration of securities in the Public Registry of the Securities Market must be disseminated through the SMV Securities Market Portal (www.smv.gob.pe); and,

Whereas the provisions of article 17 et seq. of the Securities Market Law, articles 6, 7 and 8 of the Regulation for the Registration and Exclusion of Securities in the Public Registry of the Securities Market and on the Stock Exchange; as well as article 46, numeral 6, of the Regulation of Organization and Functions of the SMV, approved by Supreme Decree No. 216-2011-EF and its amending norms, which empowers the General Superintendence of Conduct Supervision to order the registration of securities in the Public Registry of the Securities Market.

Resuelve:

Article 1.- Order the registration of the common shares representing the share capital of Inmobiliaria SIC S.A. in the Public Registry of the Securities Market, under the charge of the Superintendence of the Securities Market – SMV.

Article 2.- Rule in favor of the registration of the securities indicated in the preceding article in the Securities Registry of the Lima Stock Exchange.

Article 3.- The registration of the securities referred to in this resolution has not entailed administrative verification or inspection activities, nor an audit of the information submitted, nor an examination of the economic – financial situation of the issuer, in accordance with the provisions of article 19 of the Securities Market Law.

Likewise, the registration of the aforementioned securities does not imply certification by the Superintendence of the Securities Market – SMV as to their soundness, the solvency of the issuer, or the risks of the security or the offering; the issuer being responsible for the truthfulness of the information submitted to the market, in accordance with the provisions of articles 13 and 22 of the Securities Market Law.

Article 4.- Disseminate this resolution on the Securities Market Portal of the Superintendence of the Securities Market – SMV (www.smv.gob.pe).

Article 5.- Transcribe this Resolution to Inmobiliaria SIC S.A., as issuer; to the Lima Stock Exchange S.A.A.; and, to CAVALI S.A. I.C.L.V.

Register, communicate and disseminate.

Signed by: GODOS GARCIA Alix Fernando FAU 201310 Razón:

Alix Godos
Intendente General
General Superintendence of Conduct Supervision