2006-05-11
Added · Updated
Network General Central Corporation requests assurance that the Division will not object if it fails to register options granted to employees, directors, and consultants under its 2004 Stock Incentive Plan and International Plan pursuant to Section 12(h) of the Securities Exchange Act of 1934. The Company asserts that the options under the domestic Plan and the International Plan constitute separate classes of equity securities due to material differences in terms, including vesting schedules, exercise prices, transferability, and post-termination exercise periods. The request applies to options held by 431 domestic holders and 202 international holders, with the Company representing that it has not issued options to more than 500 holders under either plan at any time.
SEC published 7 documents in the last 30 days — get each new one by email the day it lands.
SIMPSON T HACHER & B ARTLETT LLP
2550 H ANOVER S TREET
P ALO A LTO , CA 94304
(650) 251-5000
F ACSIMILE : (650) 251-5002
DIRECT DIAL NUMBER E-MAIL ADDRESS
650-251-5285 ragrimm@stblaw.com
NEW YORK L OS ANGELES WASHINGTON, D.C. HONG KONG L ONDON T OKYO
May 11, 2006
VIA FEDERAL EXPRESS
Mr. Jeff Cohan
Office of Chief Counsel
Division of Corporation Finance
Securities and Exchange Commission
100 F Street, NE
Washington, D.C. 20549
Re: Network General Central Corporation—Application for No-Action Relief Under Section 12(h) of the Securities Exchange Act of 1934, as amended Ladies and Gentlemen:
On behalf of Network General Central Corporation, a Delaware corporation1 (“Network General” or the “Company”), we hereby apply for an exemption pursuant to Section 12(h) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) from the registration requirements of
Section 12(g) of the Exchange Act or request that the Office of Chief Counsel Division of
Corporation Finance (the “Division”) provide its assurance pursuant to a no-action letter that it will not raise any objection if the Company does not comply with the registration requirements of Section 12(g) of the Exchange Act, with respect to options granted, and to be granted, to the Company’s employees, directors, and consultants and the employees, directors, and consultants of the Company’s subsidiaries, under its 2004 Stock Incentive Plan (the “Plan”). As explained in more detail below, this letter replaces in its entirety the letters submitted to the Division by the Company’s predecessor, the Network General Holdings Corporation, a Delaware corporation (the “Predecessor Company”), and the letter submitted to the Division by the Company dated April 20, 2006, that addressed the same topic.
Read the rest free, and get an email when SEC publishes again
Source: Securities and Exchange Commission — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
More like this from SEC
SEC published 7 documents in the last 30 days. We email you each new one the day it's published.