Regulatory Alerts2026-07-06
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SFC suspends Wong Tim Hi for nine months
The Securities and Futures Commission suspends the licence of Mr Wong Tim Hi for nine months, effective from 3 July 2026 to 2 April 2027. This sanction addresses his failure to obtain written authorisation from clients for third parties to operate their accounts and his unauthorised disclosure of confidential client information between June 2016 and May 2017. The action follows an investigation into a market manipulation scheme involving Ching Lee Holdings Limited shares, for which Wong was found to have breached internal policies and failed to protect clients' interests.
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