Regulatory AlertsNever miss an SFC publication
SFC published 1 document in the last 30 days. We email you each new one the day it's published.
2026-08-20
Mitigating risks in receiving deposits through simplified eDDA arrangements
Hong Kong
Securities and Futures Commission Hong Kong
2026-07-30
SFC issues restriction notice to broker to freeze assets of over $125 million linked to suspected IPO fraud
Hong Kong
Securities and Futures Commission Hong Kong
2026-07-29
Joint Circular on the Cross-Sectoral Cyber Mapping Exercise
Hong Kong
Securities and Futures Commission Hong Kong
2026-07-28
SFC reprimands and fines Luk Fook Securities (HK) Limited $2.1 million for inadequate cybersecurity control to fend off cyberattack
Hong Kong
Securities and Futures Commission Hong Kong
2026-07-27
SFC reprimands and fines Bright Smart Securities International (H.K.) Limited $2.8 million for internal control failures in monitoring suspicious trades
Hong Kong
Securities and Futures Commission Hong Kong
2026-07-27
SFC reprimands and fines China Industrial Securities International Asset Management Limited $6.8 million for failing to properly identify and address red flags in dubious arrangements and other failures in managing private fund
Hong Kong
Securities and Futures Commission Hong Kong
2026-07-24
SFC reprimands and fines Victory Securities Company Limited $1.7 million and suspends responsible officer
Hong Kong
Securities and Futures Commission Hong Kong
2026-07-24
Circular on listed structured funds
Hong Kong
Securities and Futures Commission Hong Kong
2026-07-24
SFC enhances regulatory framework for daily leveraged and inverse products to ensure orderly market trading
Hong Kong
Securities and Futures Commission Hong Kong
2026-07-23
Cross-listings of Malaysian Real Estate Investment Trusts in Hong Kong
Hong Kong
Securities and Futures Commission Hong Kong
2026-07-23
Mutual Recognition of Covered Funds between Malaysia and Hong Kong
Hong Kong
Securities and Futures Commission Hong Kong
2026-07-21
Updates on HKEX’s post release tests for the launch of its backbone network upgrade for securities market systems
Hong Kong
Securities and Futures Commission Hong Kong
2026-07-09
SFC mandates phishing-resistant authentication methods for internet brokers and VATPs to protect client accounts
Hong Kong
Securities and Futures Commission Hong Kong
2026-07-07
SFC welcomes new initiatives to advance Hong Kong’s fixed income and currency markets
Hong Kong
Securities and Futures Commission Hong Kong
2026-07-06
SFC suspends Wong Tim Hi for nine months
Hong Kong
Securities and Futures Commission Hong Kong
2026-06-25
SFC obtains worldwide freezing order against Lo Kai Bong and Major Success Group Limited
Hong Kong
Securities and Futures Commission Hong Kong
2026-06-24
SFC Annual Report 2025-26: Growth in Hong Kong Capital Markets
Hong Kong
Securities and Futures Commission Hong Kong
2026-06-23
SFC concludes consultation on the investor identification regime for Hong Kong’s exchange-traded derivatives market
Hong Kong
Securities and Futures Commission Hong Kong
2026-06-18
Hong Kong to launch Five-Year China Government Bond Futures
Hong Kong
Securities and Futures Commission Hong Kong
2026-06-17
SFC seeks share buy-out order against former chairman of Target Insurance (Holdings) Limited
Hong Kong
Securities and Futures Commission Hong Kong
2026-06-17
Movie producer Wong Pak Ming begins five-month jail term immediately in SFC’s insider dealing case
Hong Kong
Securities and Futures Commission Hong Kong
2026-06-09
Movie producer Wong Pak Ming sentenced to jail and fined in SFC’s insider dealing prosecution
Hong Kong
Securities and Futures Commission Hong Kong
2026-06-05
SFC and HKMA conclude joint consultation on amendments to Clearing Rules for over-the-counter derivative transactions
Hong Kong
Securities and Futures Commission Hong Kong
2026-06-05
SFC expands listed fund universe to leveraged and inverse products referencing Hong Kong-listed single stocks with enhanced safeguards
Hong Kong
Securities and Futures Commission Hong Kong
2026-06-02
SFC urges licensed firms to guard against emerging AI-enabled cyber threats
Hong Kong
Securities and Futures Commission Hong Kong
2026-06-01
SFC reprimands and fines XHK Limited $2.5 million for regulatory breaches
Hong Kong
Securities and Futures Commission Hong Kong
2026-05-29
SFC Guidance Note on Preparing for the Uncertificated Securities Market Regime
Hong Kong
Securities and Futures Commission Hong Kong
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