RegAlertSecurities and Futures Commission Hong Kong
34 documents, newest first.
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- 2026-10-13Circular to licensed corporations carrying out sponsor work and engaging in bookbuilding and placing activities
- 2026-09-30Circular to intermediaries Obtaining client consent under the Hong Kong Investor Identification Regime for the exchange-traded derivatives market (HKIDR-DM)
- 2026-09-30Circular to Intermediaries: Roadmap for Implementing the Hong Kong Investor Identification Regime for the Exchange-traded Derivatives Market
- 2026-09-30Circular on the Single Submission Arrangement for Dual Listings in Hong Kong
- 2026-09-03Circular on SFC-authorised funds with exposure to private market assets
- 2026-08-20Mitigating risks in receiving deposits through simplified eDDA arrangements
- 2026-07-30SFC issues restriction notice to broker to freeze assets of over $125 million linked to suspected IPO fraud
- 2026-07-29Joint Circular on the Cross-Sectoral Cyber Mapping Exercise
- 2026-07-28SFC reprimands and fines Luk Fook Securities (HK) Limited $2.1 million for inadequate cybersecurity control to fend off cyberattack
- 2026-07-27SFC reprimands and fines Bright Smart Securities International (H.K.) Limited $2.8 million for internal control failures in monitoring suspicious trades
- 2026-07-27SFC reprimands and fines China Industrial Securities International Asset Management Limited $6.8 million for failing to properly identify and address red flags in dubious arrangements and other failures in managing private fund
- 2026-07-24SFC enhances regulatory framework for daily leveraged and inverse products to ensure orderly market trading
- 2026-07-24SFC reprimands and fines Victory Securities Company Limited $1.7 million and suspends responsible officer
- 2026-07-24Circular on listed structured funds
- 2026-07-23SFC and Securities Commission Malaysia MoU on Mutual Recognition of Covered Funds and Simplified Dual IPO Listing Framework
- 2026-07-23Cross-listings of Malaysian Real Estate Investment Trusts in Hong Kong
- 2026-07-23Mutual Recognition of Covered Funds between Malaysia and Hong Kong
- 2026-07-21Updates on HKEX’s post release tests for the launch of its backbone network upgrade for securities market systems
- 2026-07-09SFC mandates phishing-resistant authentication methods for internet brokers and VATPs to protect client accounts
- 2026-07-07SFC welcomes new initiatives to advance Hong Kong’s fixed income and currency markets
- 2026-07-06SFC suspends Wong Tim Hi for nine months
- 2026-07-02Hong Kong’s AUM grew 20% to record high: SFC’s 2025 survey on asset and wealth management
- 2026-06-25SFC obtains worldwide freezing order against Lo Kai Bong and Major Success Group Limited
- 2026-06-24SFC Annual Report 2025-26: Growth in Hong Kong Capital Markets
- 2026-06-23SFC concludes consultation on the investor identification regime for Hong Kong’s exchange-traded derivatives market
- 2026-06-18Hong Kong to launch Five-Year China Government Bond Futures
- 2026-06-17Movie producer Wong Pak Ming begins five-month jail term immediately in SFC’s insider dealing case
- 2026-06-17SFC seeks share buy-out order against former chairman of Target Insurance (Holdings) Limited
- 2026-06-09Movie producer Wong Pak Ming sentenced to jail and fined in SFC’s insider dealing prosecution
- 2026-06-05SFC and HKMA conclude joint consultation on amendments to Clearing Rules for over-the-counter derivative transactions
- 2026-06-05SFC expands listed fund universe to leveraged and inverse products referencing Hong Kong-listed single stocks with enhanced safeguards
- 2026-06-02SFC urges licensed firms to guard against emerging AI-enabled cyber threats
- 2026-06-01SFC reprimands and fines XHK Limited $2.5 million for regulatory breaches
- 2026-05-29SFC Guidance Note on Preparing for the Uncertificated Securities Market Regime