Regulatory Alerts2022-04-15 | 2022-06972Added
Technical Amendments to Commission Rules and Forms
The Securities and Exchange Commission adopted technical amendments to various rules and forms under the Securities Act of 1933, the Investment Company Act of 1940, and the Investment Advisers Act of 1940. These revisions correct typographical errors, erroneous cross-references, and outdated information while clarifying instructions for entities such as registered investment companies and investment advisers. The amendments specifically address internal cross-references in rules like 18f-4 and 22c-1, update fee references in Form N-5, and modify reporting instructions for Forms N-2, N-3, N-1A, N-CEN, N-PX, N-MFP, and ADV.
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