Regulatory Alerts2023-09-26 | 2023-20690Added · Updated
The Commission's Privacy Act Regulations
The Securities and Exchange Commission adopted amendments to its Privacy Act regulations to clarify, update, and streamline procedural provisions for handling inquiries and requests. The final rule introduces electronic identity verification, codifies a 90-day administrative appeal period, and updates fee structures for document duplication and electronic storage. Additionally, the amendments eliminate unnecessary provisions and add a new process for individuals to request an accounting of record disclosures made by the Commission.
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