Regulatory Alerts2016-02-23 | 2016-03733Added
Transfer Agent Regulations; Extension of Comment Period
The Securities and Exchange Commission is extending the public comment period for its Advance Notice of Proposed Rulemaking and Concept Release regarding transfer agent regulations. The deadline for submitting comments is extended by 45 days from February 29, 2016, to April 14, 2016, to allow interested parties additional time to analyze issues such as cybersecurity, registration requirements, and recordkeeping. This action responds to requests received from industry groups seeking more time to prepare their responses to the original proposal published on December 31, 2015.
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