Regulatory Alerts2019-12-19 | 2019-27116Capital Requirements of Swap Dealers and Major Swap Participants
The Commodity Futures Trading Commission is reopening the comment period for its 2016 proposed rules establishing capital and financial reporting requirements for swap dealers and major swap participants. This action seeks additional public input on implementing sections 4s(e) and (f) of the Commodity Exchange Act, particularly in light of recent Securities and Exchange Commission final rules. The Commission specifically requests comments on potential modifications to the proposed capital approaches and their economic effects given current market developments.
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