Rule · SEC · 11 Jan 2007 · E7-238
The Securities and Exchange Commission corrects a cross-reference in Rule 30-3(a)(59) of its Rules of Practice and Investigations. The amendment revises the citation in that rule from paragraph (e)(6)(iii) of Rule 19b-4 to paragraph (f)(6)(iii) of Rule 19b-4. This change reflects the redesignation of former paragraph (e) of Rule 19b-4 as paragraph (f). The correcting amendment is effective February 20, 1999.
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 200 [Release No. 34–40761A; File No. S7–13– 98] RIN 3235–AH39 Amendment to Rule Filing Requirements for Self-Regulatory Organizations Regarding New Derivative Securities Products; Correction AGENCY: Securities and Exchange Commission. ACTION: Correcting amendment. SUMMARY: In connection with rules adopted in Release No. 34–40761 (December 8, 1998), 63 FR 70952 (December 22, 1998) (‘‘Original Release’’), the Commission is making a technical correction to the delegation of authority to the Director of the Division of Market Regulation appearing in the Commission’s Rules of Practice and Investigations. Specifically, the Commission is correcting a crossreference appearing in the delegation. EFFECTIVE DATE: February 20, 1999. FOR FURTHER INFORMATION CONTACT:
Frances Sienkiewicz, Securities and Exchange Commission, at (202) 551– 5418. SUPPLEMENTARY INFORMATION: The Commission is making a technical correction to Rule 30–3(a)(59) of its cprice-sewell on PROD1PC66 with RULES
Rules of Practice and Investigations. Currently, Rule 30–3(a)(59) contains a cross-reference to paragraph (e)(6)(iii) of Rule 19b–4 under the Securities Exchange Act of 1934. In connection with the adoption in the Original Release of a new paragraph (e) to Rule 19b–4, the cross-reference to paragraph (e)(6)(iii) of Rule 19b–4 appearing in Rule 30–3(a)(59) should have been redesignated as paragraph (f)(6)(iii) of Rule 19b–4, to reflect the redesignation of former paragraph (e) of Rule 19b–4 as paragraph (f) of Rule 19b–4. This document corrects that cross-reference. List of Subjects in 17 CFR Part 200 Administrative practice and procedure, Authority delegations (Government agencies), Organization and functions (Government agencies).
§ 200.30–3 [Amended]
Note from RegAlert. AI assistants can read this document in full, and search 70,000+ more, through the RegAlert MCP connector (https://mcp.regalert.today/mcp). Free with an account. How to connect ChatGPT, Claude or Cursor.
RegAlert holds no document that amends or replaces this one. This is not a check that it is in force: confirm with the regulator.
“In connection with rules adopted in Release No. 34–40761 (December 8, 1998), 63 FR 70952 (December 22, 1998) (‘‘Original Release’’)...”
More like this from SEC
SEC published 7 documents in the last 30 days. We email you each new one the day it's published.
Source: Securities and Exchange Commission — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
In RegAlert: added · updated