Rule · SEC · 11 Jan 2007 · E7-238

Amendment to Rule Filing Requirements for Self-Regulatory Organizations Regarding New Derivative Securities Products; Correction

The Securities and Exchange Commission corrects a cross-reference in Rule 30-3(a)(59) of its Rules of Practice and Investigations. The amendment revises the citation in that rule from paragraph (e)(6)(iii) of Rule 19b-4 to paragraph (f)(6)(iii) of Rule 19b-4. This change reflects the redesignation of former paragraph (e) of Rule 19b-4 as paragraph (f). The correcting amendment is effective February 20, 1999.

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Mentions (1)a document this one mentionsopen the list below the graph ▾Mentions (1): a document this one mentions without changing it — open the list below the graphAmendment to Rule FilingRequirements for Self-Regulat…2007-01-11 · this documentAmendment to Rule Filing Requirements for Self-Regulatory Organizations Regarding New Derivative Securities Products; Correction (2007-01-11)
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