Amendments to Beneficial Ownership Reporting Requirements; Correction

SECURITIES AND EXCHANGE
COMMISSION
17 CFR Part 240
[Release No. 34–39538A; File No. S7–16– 96 International Series—1111A] RIN 3235–AG81 Amendments to Beneficial Ownership Reporting Requirements; Correction AGENCY: Securities and Exchange Commission. ACTION: Correction to final rules. SUMMARY: This document contains corrections to the final regulations which were published on January 16, 1998 [63 FR 2854] relating to the beneficial ownership reporting requirements. EFFECTIVE DATE: March 31, 1998. FOR FURTHER INFORMATION CONTACT:
Dennis O. Garris, Chief, Office of Mergers and Acquisitions, Division of Corporation Finance, Securities and Exchange Commission at (202) 942– 2920, 450 Fifth Street N.W., Washington, D.C. 20549. SUPPLEMENTARY INFORMATION: The Commission adopted amendments on January 12, 1998, to its rules relating to the reporting of beneficial ownership in publicly-held companies. As published, the final regulations contain errors with respect to the implementation of the amendments to the existing rules and forms. In this release, the rules and forms containing such errors are being corrected. Accordingly, the publication on January 16, 1998, of the final regulations

Federal Register / Vol. 63, No. 61 /Tuesday, March 31, 1998 /Rules and Regulations 15287 relating to the beneficial ownership reporting requirements which were the subject of FR Doc. 98–1084 is corrected as follows:
§ 240.13d–1 [Corrected]
1. On page 2866, first column, amend
the first line in paragraph (d) after the words ‘‘Any person who’’ to add the words ‘‘, as of the end of any calendar year,’’. § 240.13d–101 [Corrected]
2. On page 2867, third column,
second line, ‘‘240.13d–7(b)’’ is corrected to read ‘‘Rule 13d–7’’.
3. On page 2867, third column,
amendment 6a is added preceding amendment 7 to read as follows:
6a. Amend § 240.13d–101 to revise the chart in Instruction (14) for Cover
Page and in Item 7 revise the reference
to ‘‘Rule 13d–1(f) (§ 240.13d–1(f))’’ to read ‘‘Rule 13d–1(k)’’. § 240.13d–101 Schedule 13D—Information to be included in statements filed pursuant to § 240.13d–1(a) and amendments thereto filed pursuant to § 240.13d–2(a).

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Instructions for Cover Page

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(14) Type of Reporting Person * * * Category Symbol Broker Dealer .................................. BD Bank ................................................ BK Insurance Company ........................ IC Investment Company ...................... IV Investment Adviser .......................... IA Employee Benefit Plan or Endow￾ment Fund. EP Parent Holding Company/Control Person. HC Savings Association ........................ SA Church Plan .................................... CP Corporation ...................................... CO Partnership ...................................... PN Individual ......................................... IN Other ............................................... OO

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§ 240.13d–102 [Corrected]
4. On page 2867, third column, ‘‘[ ]
Rule 13d–(c)’’ following the text that reads ‘‘Check the appropriate box to designate the rule pursuant to which this Schedule is filed;’’ is corrected to read ‘‘[ ] Rule 13d–1(c)’’.
5. On page 2868, second column,
amendment 7a is added preceding amendment 8 to read as follows:
7a. Amend § 240.13d–102 by revising the chart in Instruction (12) for Cover
Page and revise Item 7 to read as
follows:
§ 240.13d–102 Schedule 13G—Information to be included in statements filed pursuant to § 240.13d–1 (b) and (c) and amendments thereto filed pursuant to § 240.13d–2(d).

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Instructions for Cover Page

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(12) Type of Reporting Person * * * Category Symbol Broker Dealer .................................. BD Bank ................................................ BK Insurance Company ........................ IC Investment Company ...................... IV Investment Adviser .......................... IA Employee Benefit Plan or Endow￾ment Fund. EP Parent Holding Company/Control Person. HC Savings Association ........................ SA Church Plan .................................... CP Corporation ...................................... CO Partnership ...................................... PN Individual ......................................... IN Other ............................................... OO

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Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. If a parent holding company or control person has filed this
schedule pursuant to Rule 13d–
1(b)(1)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company or control person has filed this
schedule pursuant to Rule 13d–1(c) or
Rule 13d–1(d), attach an exhibit stating the identification of the relevant subsidiary.

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6. On page 2868, first column, 9th
line, ‘‘Rule 13d–1(c)’’ is corrected to read ‘‘Rule 13d–1(d)’’.
7. On page 2868, first column, Item 3,
the last sentence which reads ‘‘If this statement is filed pursuant to § 240.13d– 1(c), check this box. [ ]’’ is removed.
8. On page 2868, second column, Item
8, the reference to ‘‘Item 3(h)’’ in the third line is corrected to read ‘‘Item 3(j)’’ and in the 7th line, ‘‘§ 240.13d–1(d)’’ is corrected to read ‘‘Rule 13d–1(c) or Rule 13d–1(d)’’.
10. On page 2868, second column, in
the 4th line of the Note, ‘‘§ 240.13d– 7(b)’’ is corrected to read ‘‘Rule 13d–7’’. Dated: March 25, 1998. Margaret H. McFarland, Deputy Secretary. [FR Doc. 98–8315 Filed 3–30–98; 8:45 am] BILLING CODE 8010–01–M