Regulatory Alerts2016-07-29 | 2016-16987Added · Updated
Amendments to the Commission's Rules of Practice
The Securities and Exchange Commission adopted final amendments to its Rules of Practice to enhance the timeliness and efficiency of administrative proceedings. These changes modify hearing schedules under Rule 360, permit depositions under Rule 233, and clarify procedures for subpoenas, summary disposition, and the contents of answers. The rules became effective on September 27, 2016, with specific applicability dates for pending proceedings outlined in the release.
More like this from SEC
SEC published 3 documents in the last 30 days. We email you each new one the day it's published.
Topics
Share