Regulatory Alerts2013-01-07 | 2012-31734Further Proposed Guidance Regarding Compliance With Certain Swap Regulations
The Commodity Futures Trading Commission issued further proposed guidance to refine its interpretive framework for the cross-border application of Dodd-Frank swap regulations. The agency is soliciting public comments on specific aggregation methods for calculating the de minimis threshold for swap dealer registration, particularly regarding the inclusion of affiliates' swap dealing activities. This action accompanies the finalization of a time-limited exemptive order that grants temporary conditional relief from certain entity-level and transaction-level requirements for non-U.S. persons.
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