RegAlert2016-03-15 | CFTC Staff Letter 16-27Added · Updated
CFTC Staff Letter 16-27: Extension of No-Action Relief for Southwest Power Pool
The CFTC Divisions extend the expiration date of time-limited no-action relief for Southwest Power Pool, Inc. and its members or market participants meeting the Appropriate Persons Requirement. The relief now expires on the earlier of September 16, 2016, or the date the Commission takes final action on the Proposed Order. During this period, the Divisions will not recommend enforcement action against these entities for failing to comply with specific Commodity Exchange Act provisions regarding Subject Transactions, excluding general anti-fraud and anti-manipulation rules.
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U.S. COMMODITY FUTURES TRADING COMMISSION
Three Lafayette Centre
1155 21st Street, NW, Washington, DC 20581
Telephone: (202) 418-5000
Facsimile: (202) 418-5521 www.cftc.gov
Division of Clearing and Risk
Division
Division termediary Oversight of Market Oversight of Swap Dealer and In CFTC Letter 16-27 No-Action Division of Clearing and Risk Division of Market Oversight Division of Swap Dealer and Intermediary Oversight Senior Attorney Southwest Power Pool, Inc. 201 Worthen Drive Little Rock, Arkansas 72223-4936 Re: Extension of Time-Limited No-Action Relief with Respect to Certain Commodity Exchange Act Provisions That May Apply to Southwest Power Pool, Inc. and/or Its Participants Dear Mr. Ghormley:
The purpose of this letter is to inform you that the Division of Clearing and Risk, Division of Market Oversight, and the Division of Swap Dealer and Intermediary Oversight (“Divisions”) of the Commodity Futures Trading Commission (“Commission” or “CFTC”) are extending the expiration date of the no-action relief previously granted to Southwest Power Pool, Inc. (“Southwest Power Pool” or “SPP”) (“No-Action Relief”).1 On February 20, 2014, the Divisions granted time-limited No-Action Relief to Southwest Power Pool. In CFTC Letter No. 14-18, the Divisions stated that they would not recommend that the Commission take enforcement action against Southwest Power Pool, its members, or certain market participants for failure to comply with certain provisions of the Commodity Exchange Act (“CEA”) and the implementing regulations thereunder (“Commission
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Source: Commodity Futures Trading Commission — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
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CFTC published 6 documents in the last 30 days. We email you each new one the day it's published.