Regulatory Alerts2018-07-24 | 2018-15731Added · Updated
Concept Release on Compensatory Securities Offerings and Sales
The Securities and Exchange Commission issued this concept release to solicit public comments on modernizing the registration exemption for compensatory securities under Rule 701 and the requirements for Form S-8. The Commission seeks to update these regulations to reflect significant changes in equity compensation types and workforce composition since the last substantive amendments. This review aims to align the regulatory framework with investor protection goals while implementing statutory mandates from the Economic Growth, Regulatory Relief, and Consumer Protection Act.
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