Regulatory Alerts2019-06-26 | 2019-13255Added · Updated
Concept Release on Harmonization of Securities Offering Exemptions
The Securities and Exchange Commission issued this concept release to solicit public comment on simplifying and harmonizing the complex framework of exemptions from registration under the Securities Act of 1933. The agency seeks to address gaps and inconsistencies in rules governing offerings such as Regulation D, Regulation A, and Regulation Crowdfunding to better promote capital formation while maintaining investor protection. Comments are requested on potential revisions to investor eligibility, integration rules, secondary trading, and pooled investment funds to create a more consistent and accessible regulatory environment.
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