Regulatory Alerts2013-04-09 | 2013-08197Added · Updated
Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants; Correction
The Commodity Futures Trading Commission issues correcting amendments to update cross-references in 17 CFR 23.505 to align with the re-codification of Commission regulations from 17 CFR 39.6 to 17 CFR 50.50. This correction ensures that Swap Dealers and Major Swap Participants reference the correct regulatory provisions for end user exception documentation regarding swaps excepted from mandatory clearing requirements. The amendments become effective on April 9, 2013, to maintain consistency with final rules published in December 2012.
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