Rule · SEC · 11 Mar 2016 · C1-2016-03178

Correction: Security-Based Swap Transactions Connected With a Non-U.S. Person's Dealing Activity; Security-Based Swap Dealer De Minimis Exception

The Securities and Exchange Commission corrects errors in the document published on February 19, 2016, under Release No. 34–77104. The corrections remove inadvertently duplicated footnotes 55 through 59 and footnote 75, and insert the omitted footnote 77 regarding Commission staff analysis of transaction records. Additionally, footnote 107 is amended to clarify the classification of security-based swap transactions between two ISDA-recognized dealers as interdealer activity, and a typographical error in a section heading is corrected.

US FederalSecurities and Exchange Commission

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