Rule · SEC · 11 Mar 2016 · C1-2016-03178
The Securities and Exchange Commission corrects errors in the document published on February 19, 2016, under Release No. 34–77104. The corrections remove inadvertently duplicated footnotes 55 through 59 and footnote 75, and insert the omitted footnote 77 regarding Commission staff analysis of transaction records. Additionally, footnote 107 is amended to clarify the classification of security-based swap transactions between two ISDA-recognized dealers as interdealer activity, and a typographical error in a section heading is corrected.
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No. 34–77104; File No. S7–06–15] RIN 3235–AL73 Security-Based Swap Transactions Connected With a Non-U.S. Person’s Dealing Activity That Are Arranged, Negotiated, or Executed by Personnel Located in a U.S. Branch or Office or in a U.S. Branch or Office of an Agent; Security-Based Swap Dealer De Minimis Exception Correction In rule document 2016–03178, appearing on pages 8598–8637, in the issue of Friday, February 19, 2016, make the following corrections:
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